291 lines
15 KiB
Python
291 lines
15 KiB
Python
"""Risk evidence, identity and model boundaries use synthetic inputs only."""
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import asyncio
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import json
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from datetime import UTC, datetime
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import pytest
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@pytest.fixture
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def risk(trading):
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from alphapulse.news_risk import service
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return service
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def label(risk, **values):
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return risk.Label(id=1, title='交易所安全事件', summary='媒体报道交易所安全事件', category='security',
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entities=['Exchange'], stars=5, direction='bearish', verification='unverified', confidence='low',
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reasoning='重大资金安全风险', uncertainty='规模尚待核实', evidence='安全事件', event_id=None, **values)
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def test_risk_start_is_beijing_midnight(risk):
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assert risk.START == datetime(2026, 10, 25, 16, tzinfo=UTC)
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def test_extreme_unverified_event_preserves_uncertainty(risk):
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item = label(risk)
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risk.validate_labels(risk.Labels(items=[item]), {1: {'title': '安全事件'}}, set())
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assert item.stars == 5 and item.verification == 'unverified'
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@pytest.mark.parametrize('evidence', ['安全事件', ' 安全事件\n', '“安全事件”', '「安全事件」', '‘安全事件’', '"安全事件"', "'安全事件'"])
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def test_evidence_presentation_quotes_preserve_literal_source(risk, evidence):
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item = label(risk).model_copy(update={'evidence': evidence})
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risk.validate_labels(risk.Labels(items=[item]), {1: {'content': '媒体报道安全事件，规模待核实。'}}, set())
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assert item.evidence == '安全事件'
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@pytest.mark.parametrize('evidence', ['“资产已被盗”', '安全…事件', 'security incident', ' ', '“”', '标题\n正文'])
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def test_evidence_must_be_nonempty_and_from_one_source_field(risk, evidence):
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item = label(risk).model_copy(update={'evidence': evidence})
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with pytest.raises(ValueError, match='模型证据并非输入原文引用'):
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risk.validate_labels(risk.Labels(items=[item]), {1: {'title': '标题', 'summary': '正文', 'content': '安全事件'}}, set())
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def test_evidence_retains_quotes_present_in_source(risk):
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item = label(risk).model_copy(update={'evidence': '“安全事件”'})
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risk.validate_labels(risk.Labels(items=[item]), {1: {'content': '媒体称这是“安全事件”。'}}, set())
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assert item.evidence == '“安全事件”'
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@pytest.mark.parametrize('valid', [True, False])
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def test_enable_validates_evidence_before_saving_settings(risk, monkeypatch, valid):
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from types import SimpleNamespace
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from unittest.mock import AsyncMock
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from fastapi import FastAPI
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import httpx
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from alphapulse.api import risk as api
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session = SimpleNamespace(merge=AsyncMock(), commit=AsyncMock())
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provider = SimpleNamespace(model='news-only')
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monkeypatch.setattr(api, 'provider_for', AsyncMock(return_value=provider))
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async def complete(actual_provider, system, payload, schema):
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assert actual_provider is provider
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news = payload['news'][0]
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assert news['content'] and news['summary']
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evidence = '“'+news['summary']+'”' if valid else '虚构的资产损失6%'
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return risk.Labels(items=[label(risk).model_copy(update={'evidence': evidence})]), {}
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monkeypatch.setattr(api, 'complete', complete)
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app = FastAPI()
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app.include_router(api.router)
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app.dependency_overrides[api.require_admin] = lambda: None
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app.dependency_overrides[api.get_session] = lambda: session
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async def check():
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async with httpx.AsyncClient(transport=httpx.ASGITransport(app), base_url='http://test') as client:
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response = await client.post('/api/risk/enable', json={'provider_id': 1, 'model': 'news-only'})
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assert response.status_code == (200 if valid else 502), response.text
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if valid:
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saved = session.merge.call_args.args[0]
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assert saved.enabled and saved.model == 'news-only'
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session.commit.assert_awaited_once()
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else:
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assert '模型证据并非输入原文引用' in response.json()['detail']
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session.merge.assert_not_awaited()
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session.commit.assert_not_awaited()
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asyncio.run(check())
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@pytest.mark.parametrize('verification,direction,status', [
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('insufficient', 'unknown', 200), ('insufficient', 'neutral', 502), ('insufficient', 'bullish', 502),
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('insufficient', 'bearish', 502), ('insufficient', 'mixed', 502), ('reported', 'neutral', 200),
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])
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def test_enable_requires_consistent_uncertainty_without_changing_model_output(risk, monkeypatch, verification, direction, status):
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from types import SimpleNamespace
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from unittest.mock import AsyncMock
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from fastapi import FastAPI
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import httpx
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from alphapulse.api import risk as api
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session = SimpleNamespace(merge=AsyncMock(), commit=AsyncMock())
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monkeypatch.setattr(api, 'provider_for', AsyncMock(return_value=object()))
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item = label(risk).model_copy(update={'verification': verification, 'direction': direction})
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async def complete(provider, system, payload, schema):
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item.evidence = payload['news'][0]['summary']
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return risk.Labels(items=[item]), {}
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monkeypatch.setattr(api, 'complete', complete)
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app = FastAPI()
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app.include_router(api.router)
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app.dependency_overrides[api.require_admin] = lambda: None
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app.dependency_overrides[api.get_session] = lambda: session
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async def check():
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async with httpx.AsyncClient(transport=httpx.ASGITransport(app), base_url='http://test') as client:
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response = await client.post('/api/risk/enable', json={'provider_id': 1, 'model': 'news-only'})
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assert response.status_code == status, response.text
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assert item.direction == direction
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if status == 200:
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session.merge.assert_awaited_once()
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session.commit.assert_awaited_once()
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else:
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assert 'direction 必须为 unknown' in response.json()['detail']
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assert direction in response.json()['detail']
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session.merge.assert_not_awaited()
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session.commit.assert_not_awaited()
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asyncio.run(check())
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def test_uncertainty_contract_reaches_the_model_with_tool_schema(risk, monkeypatch):
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from types import SimpleNamespace
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item = label(risk).model_copy(update={'verification': 'insufficient', 'direction': 'unknown'})
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async def stream(provider, system, messages, tools, effort):
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assert 'verification="insufficient", direction="unknown"' in system
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fields = tools[0].parameters['$defs']['Label']['properties']
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assert 'insufficient' in fields['direction']['description']
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assert 'unknown' in fields['verification']['description']
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yield risk.llm.Completion(tool_calls=[{'name': 'submit', 'arguments': {'items': [item.model_dump()]}}])
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monkeypatch.setattr(risk.llm, 'stream', stream)
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payload = {'news': [{'id': 1, 'title': '安全事件'}], 'candidates': []}
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provider = SimpleNamespace(max_tokens=256, context_window=200000, reasoning_effort=None)
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result, _ = asyncio.run(risk.complete(provider, risk.SYSTEM, payload, risk.Labels))
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risk.validate_labels(result, {1: payload['news'][0]}, set())
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assert result.items[0].direction == 'unknown'
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@pytest.mark.parametrize('kind', ['missing', 'duplicate', 'unknown', 'evidence', 'candidate', 'insufficient'])
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def test_invalid_results_are_rejected(risk, kind):
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item = label(risk)
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if kind == 'missing': items = []
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elif kind == 'duplicate': items = [item, item]
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else:
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if kind == 'unknown': item.id = 2
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if kind == 'evidence': item.evidence = '捏造的跌幅6%'
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if kind == 'candidate': item.event_id = 999
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if kind == 'insufficient': item.verification = 'insufficient'
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items = [item]
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with pytest.raises(ValueError):
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risk.validate_labels(risk.Labels(items=items), {1: {'title': '安全事件'}}, set())
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def test_same_batch_grouping_must_not_cycle(risk):
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first = label(risk)
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second = label(risk).model_copy(update={'id': 2, 'same_event_as': 1})
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inputs = {1: {'title': '安全事件'}, 2: {'title': '安全事件'}}
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risk.validate_labels(risk.Labels(items=[second, first]), inputs, set())
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first.same_event_as = 2
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with pytest.raises(ValueError):
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risk.validate_labels(risk.Labels(items=[first, second]), inputs, set())
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def test_truncated_completion_is_not_a_safe_label(risk, monkeypatch):
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from types import SimpleNamespace
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async def stream(*args):
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yield risk.llm.Completion(truncated=True)
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monkeypatch.setattr(risk.llm, 'stream', stream)
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with pytest.raises(ValueError, match='截断'):
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asyncio.run(risk.complete(SimpleNamespace(max_tokens=100, context_window=10000, reasoning_effort=None), '', {}, risk.Labels))
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def test_model_override_never_changes_shared_provider(risk):
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from types import SimpleNamespace
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provider = SimpleNamespace(model='original')
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class Session:
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async def get(self, *args): return provider
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def expunge(self, obj): self.detached = obj.model
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session = Session()
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result = asyncio.run(risk.provider_for(session, SimpleNamespace(provider_id=1, model='LUNA')))
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assert session.detached == 'original' and result.model == 'LUNA'
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def test_worker_correction_and_late_backfill_keep_current_and_peak_ratings(risk, monkeypatch):
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from datetime import timedelta
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from types import SimpleNamespace
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from unittest.mock import AsyncMock
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from alphapulse.news_risk import worker
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from alphapulse.models import NewsItem
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from alphapulse.models.risk import RiskAnalysis, RiskEvent, RiskSettings
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now = datetime.now(UTC)
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original = label(risk)
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event = RiskEvent(id=7, title=original.title, category='security', entities=['Exchange'], stars=5,
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peak_stars=5, result=original.model_dump(), published_at=now-timedelta(minutes=2), updated_at=now-timedelta(minutes=2))
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rows = [RiskAnalysis(id=i, news_id=i, content_hash=str(i), state='pending', input={
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'title': '安全事件', 'published_at': (now-timedelta(minutes=minutes)).isoformat(),
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'progress_at': (now-timedelta(minutes=minutes)).isoformat()}) for i, minutes in [(2, 1), (1, 3)]]
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correction = original.model_copy(update={'id': 2, 'event_id': 7, 'stars': 1, 'verification': 'refuted'})
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historical = original.model_copy(update={'id': 1, 'event_id': 7})
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class Session:
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def __init__(self): self.selections = iter([rows, [event]])
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async def __aenter__(self): return self
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async def __aexit__(self, *args): pass
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async def get(self, model, identifier, **kwargs):
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if model is RiskSettings: return SimpleNamespace(enabled=True)
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if model is NewsItem: return SimpleNamespace(content_hash=str(identifier))
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if model is RiskEvent: return event
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raise AssertionError(model)
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async def scalars(self, query):
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values = next(self.selections)
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return SimpleNamespace(all=lambda: values)
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async def commit(self): pass
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monkeypatch.setattr(worker, 'SessionLocal', Session)
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monkeypatch.setattr(worker, 'provider_for', AsyncMock(return_value=SimpleNamespace(model='news-only', max_tokens=1000, context_window=200000)))
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monkeypatch.setattr(worker, 'find_candidates', AsyncMock(return_value=([event], {1: 7, 2: 7})))
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monkeypatch.setattr(worker, 'enqueue', AsyncMock())
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monkeypatch.setattr(worker, 'complete', AsyncMock(return_value=(risk.Labels(items=[historical, correction]), {'input_tokens': 10})))
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asyncio.run(worker.analyze())
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assert event.stars == 1 and event.peak_stars == 5
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assert event.result['verification'] == 'refuted'
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assert event.published_at == now-timedelta(minutes=3)
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assert all(row.state == 'done' and row.event_id == 7 for row in rows)
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assert rows[0].usage == {'input_tokens': 10} and rows[1].usage is None
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def test_batch_packing_keeps_other_articles_queued_and_retains_linked_event(risk):
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from types import SimpleNamespace
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from alphapulse.news_risk.worker import pack_batch, batch_payload
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now = datetime.now(UTC)
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event = SimpleNamespace(id=7, title='安全事件', category='security', entities=['Exchange'],
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published_at=now, updated_at=now, result={'summary': '安全事件'})
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rows = [SimpleNamespace(id=i, news_id=i, input={'title': '安全事件', 'content': 'x'*1000}) for i in range(10)]
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base = len((risk.SYSTEM + json.dumps(risk.Labels.model_json_schema(), ensure_ascii=False)).encode())
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provider = SimpleNamespace(max_tokens=256, context_window=base+2000)
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packed, candidates, payload = pack_batch(provider, rows, [event], {0: 7})
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assert 0 < len(packed) < len(rows)
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assert candidates == [event] and risk.fits_context(provider, risk.SYSTEM, payload, risk.Labels)
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assert all(len(r.input['content']) == 1000 for r in rows)
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rows[0].input['content'] = 'x'*10000
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packed, candidates, payload = pack_batch(provider, rows, [event], {0: 7})
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assert packed == [rows[0]] and candidates == [event]
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assert not risk.fits_context(provider, risk.SYSTEM, payload, risk.Labels)
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assert len(batch_payload(rows[1:], [])['news']) == 9
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def test_context_budget_includes_unicode_and_tool_schema(risk):
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from types import SimpleNamespace
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provider = SimpleNamespace(max_tokens=256, context_window=4096)
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assert not risk.fits_context(provider, risk.SYSTEM, {'content': '风'*1000}, risk.Labels)
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@pytest.mark.parametrize('endpoint', ['overview', 'events'])
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@pytest.mark.parametrize('hours,status', [(None, 200), ('24', 200), ('48', 200), ('168', 200), ('25', 422), ('0', 422), ('abc', 422)])
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def test_window_query_parameters_over_http(risk, monkeypatch, endpoint, hours, status):
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from types import SimpleNamespace
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from unittest.mock import AsyncMock
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from fastapi import FastAPI
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import httpx
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from alphapulse.api import risk as api
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session = SimpleNamespace(execute=AsyncMock(return_value=SimpleNamespace(all=lambda: [])),
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scalar=AsyncMock(return_value=None), scalars=AsyncMock(return_value=SimpleNamespace(all=lambda: [])))
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app = FastAPI()
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app.include_router(api.router)
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app.dependency_overrides[api.require_admin] = lambda: None
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app.dependency_overrides[api.get_session] = lambda: session
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monkeypatch.setattr(api, 'coverage', AsyncMock(return_value={}))
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monkeypatch.setattr(api.redis, 'get', AsyncMock(return_value=None))
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async def check():
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async with httpx.AsyncClient(transport=httpx.ASGITransport(app), base_url='http://test') as client:
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response = await client.get('/api/risk/'+endpoint, params={} if hours is None else {'hours': hours})
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assert response.status_code == status, response.text
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if status == 200:
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assert response.json()['code'] == 0
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asyncio.run(check())
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