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AlphaPulse/backend/tests/test_news_risk.py
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eezd 80d266dba7 Add three-stage cross-domain news research and reading briefings
Group original news into tagged fact packages, review each package with evidence and read-only research, and build complete 72-hour reading lists with independent model selections.

Add paused RSS/Atom subscriptions, news-scoped Skills, versioned analysis records, and locked deployment support for SearXNG. Preserve original news and keep live migration and legacy AI cleanup separately authorized.

Validate with 604 backend tests, 49 frontend tests, 19 CI control tests, lint, type checks, production build, and disposable PostgreSQL migration and three-stage smoke checks.
2026-10-31 22:08:59 +08:00

315 lines
17 KiB
Python

"""Risk evidence, identity and model boundaries use synthetic inputs only."""
import asyncio
from datetime import UTC, datetime
import pytest
@pytest.fixture
def risk(trading):
from alphapulse.news_risk import service
return service
def label(risk, **values):
return risk.Label(id=1, title='交易所安全事件', summary='媒体报道交易所安全事件', category='security',
entities=['Exchange'], stars=5, direction='bearish', verification='unverified', confidence='low',
reasoning='重大资金安全风险', uncertainty='规模尚待核实', evidence='安全事件', event_id=None, **values)
def test_risk_start_is_beijing_midnight(risk):
assert risk.START == datetime(2026, 10, 25, 16, tzinfo=UTC)
def test_extreme_unverified_event_preserves_uncertainty(risk):
item = label(risk)
risk.validate_labels(risk.Labels(items=[item]), {1: {'title': '安全事件'}}, set())
assert item.stars == 5 and item.verification == 'unverified'
@pytest.mark.parametrize('evidence', ['安全事件', ' 安全事件\n', '“安全事件”', '「安全事件」', '‘安全事件’', '"安全事件"', "'安全事件'"])
def test_evidence_presentation_quotes_preserve_literal_source(risk, evidence):
item = label(risk).model_copy(update={'evidence': evidence})
risk.validate_labels(risk.Labels(items=[item]), {1: {'content': '媒体报道安全事件,规模待核实。'}}, set())
assert item.evidence == '安全事件'
@pytest.mark.parametrize('evidence', ['“资产已被盗”', '安全…事件', 'security incident', ' ', '“”', '标题\n正文'])
def test_evidence_must_be_nonempty_and_from_one_source_field(risk, evidence):
item = label(risk).model_copy(update={'evidence': evidence})
with pytest.raises(ValueError, match='模型证据并非输入原文引用'):
risk.validate_labels(risk.Labels(items=[item]), {1: {'title': '标题', 'summary': '正文', 'content': '安全事件'}}, set())
def test_evidence_retains_quotes_present_in_source(risk):
item = label(risk).model_copy(update={'evidence': '“安全事件”'})
risk.validate_labels(risk.Labels(items=[item]), {1: {'content': '媒体称这是“安全事件”。'}}, set())
assert item.evidence == '“安全事件”'
def mock_enable(risk, monkeypatch, valid=True, verification='reported', direction='neutral'):
from types import SimpleNamespace
from unittest.mock import AsyncMock
from alphapulse.news_risk import pipeline, briefing
from alphapulse.api import risk as api
provider = SimpleNamespace(model='news-only', max_tokens=1000, context_window=200000)
session = SimpleNamespace(get=AsyncMock(return_value=None), merge=AsyncMock(), commit=AsyncMock())
monkeypatch.setattr(pipeline, 'configuration', AsyncMock(return_value=(provider, 'rules', {}, 'fingerprint')))
async def complete(provider, system, payload, schema):
if schema is pipeline.Grouping:
return pipeline.Grouping( reason='财经维护通知', events=[pipeline.Match(event_id=None,
group_key='maintenance', title='维护', category='company', entities=['示例公司'], fact='维护',
evidence=payload['article']['summary'] if valid else '捏造损失', urgent=False, tags=['维护'], content_kind='statement')]), {}
if schema is risk.Outlook:
return risk.Outlook(windows=[risk.Scenario(hours=h, direction='unknown', summary='不足', conditions='不足',
counter_factors='不足', uncertainty='不足', event_ids=[]) for h in (24, 48, 168)]), {}
article = payload['articles'][0]
result = pipeline.EventResult(**{**label(risk).model_dump(exclude={'event_id', 'same_event_as', 'evidence', 'stars'}), 'verification': verification,
'direction': direction}, facts='维护', timeline='维护',
asset_impacts='未知', risk_stars=0, importance_stars=3, opinions='待观察', counter_evidence='不足', watchpoints='恢复', claims=[pipeline.Claim(statement='维护', verdict='insufficient', evidence_refs=[])], related_packages=[], excluded_article_ids=[],
evidence_refs=[pipeline.Evidence(article_id=1, quote=article['summary'])])
return result, {}
async def high(provider, system, payload, schema):
if schema is briefing.Ranked:
return briefing.Ranked(reading=[briefing.Reading(id=p['id'], revision=p['revision'], priority=50, reason='重要') for p in payload['packages']], notes='虚构测试'), {}
trend = briefing.Trend(summary='未知', conditions='不足', counter_evidence='不足', watchpoints='后续')
return briefing.Synthesis(summary='不足', market='未知', short_term=trend, medium_term=trend, references=[]), {}
monkeypatch.setattr(briefing, 'complete', high)
monkeypatch.setattr(api, 'complete', complete)
monkeypatch.setattr(pipeline, 'complete', complete)
return session
def enable_response(session):
from fastapi import FastAPI
import httpx
from alphapulse.api import risk as api
app = FastAPI()
app.include_router(api.router)
app.dependency_overrides[api.require_admin] = lambda: None
app.dependency_overrides[api.get_session] = lambda: session
async def check():
async with httpx.AsyncClient(transport=httpx.ASGITransport(app), base_url='http://test') as client:
return await client.post('/api/risk/enable', json={'provider_id': 1, 'model': 'news-only'})
return asyncio.run(check())
@pytest.mark.parametrize('valid', [True, False])
def test_enable_validates_evidence_before_saving_settings(risk, monkeypatch, valid):
session = mock_enable(risk, monkeypatch, valid)
response = enable_response(session)
assert response.status_code == (200 if valid else 502), response.text
if valid:
saved = session.merge.call_args.args[0]
assert saved.enabled and saved.start_at is not None
session.commit.assert_awaited_once()
else:
assert '原文引用' in response.text
session.merge.assert_not_awaited()
@pytest.mark.parametrize('verification,direction,status', [
('insufficient', 'unknown', 200), ('insufficient', 'neutral', 502), ('insufficient', 'bullish', 502),
('insufficient', 'bearish', 502), ('insufficient', 'mixed', 502), ('reported', 'neutral', 200),
])
def test_enable_requires_consistent_uncertainty_without_changing_model_output(risk, monkeypatch, verification, direction, status):
session = mock_enable(risk, monkeypatch, verification=verification, direction=direction)
response = enable_response(session)
assert response.status_code == status, response.text
if status == 200:
session.merge.assert_awaited_once()
else:
assert '无法判断方向' in response.text
session.merge.assert_not_awaited()
def test_uncertainty_contract_reaches_the_model_with_tool_schema(risk, monkeypatch):
from types import SimpleNamespace
item = label(risk).model_copy(update={'verification': 'insufficient', 'direction': 'unknown'})
async def stream(provider, system, messages, tools, effort):
assert 'verification="insufficient", direction="unknown"' in system
fields = tools[0].parameters['$defs']['Label']['properties']
assert 'insufficient' in fields['direction']['description']
assert 'unknown' in fields['verification']['description']
yield risk.llm.Completion(tool_calls=[{'name': 'submit', 'arguments': {'items': [item.model_dump()]}}])
monkeypatch.setattr(risk.llm, 'stream', stream)
payload = {'news': [{'id': 1, 'title': '安全事件'}], 'candidates': []}
provider = SimpleNamespace(max_tokens=256, context_window=200000, reasoning_effort=None)
result, _ = asyncio.run(risk.complete(provider, risk.SYSTEM, payload, risk.Labels))
risk.validate_labels(result, {1: payload['news'][0]}, set())
assert result.items[0].direction == 'unknown'
@pytest.mark.parametrize('kind', ['missing', 'duplicate', 'unknown', 'evidence', 'candidate', 'insufficient'])
def test_invalid_results_are_rejected(risk, kind):
item = label(risk)
if kind == 'missing': items = []
elif kind == 'duplicate': items = [item, item]
else:
if kind == 'unknown': item.id = 2
if kind == 'evidence': item.evidence = '捏造的跌幅6%'
if kind == 'candidate': item.event_id = 999
if kind == 'insufficient': item.verification = 'insufficient'
items = [item]
with pytest.raises(ValueError):
risk.validate_labels(risk.Labels(items=items), {1: {'title': '安全事件'}}, set())
def test_same_batch_grouping_must_not_cycle(risk):
first = label(risk)
second = label(risk).model_copy(update={'id': 2, 'same_event_as': 1})
inputs = {1: {'title': '安全事件'}, 2: {'title': '安全事件'}}
risk.validate_labels(risk.Labels(items=[second, first]), inputs, set())
first.same_event_as = 2
with pytest.raises(ValueError):
risk.validate_labels(risk.Labels(items=[first, second]), inputs, set())
def test_truncated_completion_is_not_a_safe_label(risk, monkeypatch):
from types import SimpleNamespace
async def stream(*args):
yield risk.llm.Completion(truncated=True, usage={'output_tokens': 100})
monkeypatch.setattr(risk.llm, 'stream', stream)
with pytest.raises(risk.OutputTruncated, match='截断') as exc:
asyncio.run(risk.complete(SimpleNamespace(max_tokens=100, context_window=10000, reasoning_effort=None), '', {}, risk.Labels))
assert exc.value.usage == {'output_tokens': 100}
def test_model_override_never_changes_shared_provider(risk):
from types import SimpleNamespace
provider = SimpleNamespace(model='original')
class Session:
async def get(self, *args): return provider
def expunge(self, obj): self.detached = obj.model
session = Session()
result = asyncio.run(risk.provider_for(session, SimpleNamespace(provider_id=1, model='LUNA')))
assert session.detached == 'original' and result.model == 'LUNA'
def test_debounce_is_bounded_and_urgent_bypasses_wait(risk):
from datetime import timedelta
from types import SimpleNamespace
from alphapulse.news_risk.worker import schedule
now = datetime.now(UTC)
event = SimpleNamespace(revision=1, result={'summary': '原总结'}, dirty_since=now-timedelta(seconds=170))
schedule(event, now, False)
assert event.due_at == now+timedelta(seconds=10)
assert event.revision == 2
schedule(event, now, True)
assert event.due_at == now
def test_long_sources_are_split_without_losing_text(risk, monkeypatch):
from types import SimpleNamespace
from alphapulse.news_risk import pipeline
provider = SimpleNamespace(max_tokens=100, context_window=10000)
article = {'id': 1, 'title': '安全事件', 'summary': '', 'content': '安'*16000}
seen = []
async def complete(provider, system, payload, schema):
if schema is pipeline.Extraction:
seen.append(payload['content'])
return pipeline.Extraction(facts='事实', evidence_refs=[pipeline.Evidence(article_id=1, quote=payload['content'][:1])]), {}
return pipeline.EventResult(**label(risk).model_dump(exclude={'event_id', 'same_event_as', 'evidence', 'stars'}), facts='事实', timeline='时间', asset_impacts='资产',
risk_stars=5, importance_stars=5, opinions='待观察', counter_evidence='不足', watchpoints='恢复', claims=[pipeline.Claim(statement='事件', verdict='insufficient', evidence_refs=[])], related_packages=[], excluded_article_ids=[], evidence_refs=[pipeline.Evidence(article_id=1, quote='安全事件')]), {}
monkeypatch.setattr(pipeline, 'complete', complete)
result, _ = asyncio.run(pipeline.summarize_articles(provider, 'rules', [article], {'id': 1, 'fact': 'Synthetic event'}))
assert ''.join(seen) == article['title']+'\n\n'+article['content']
assert result.risk_stars == 5
def test_context_budget_includes_unicode_and_tool_schema(risk):
from types import SimpleNamespace
provider = SimpleNamespace(max_tokens=256, context_window=4096)
assert not risk.fits_context(provider, risk.SYSTEM, {'content': '风'*1000}, risk.Labels)
@pytest.mark.parametrize('endpoint', ['overview', 'summaries'])
@pytest.mark.parametrize('hours,status', [(None, 200), ('24', 200), ('48', 200), ('168', 200), ('25', 422), ('0', 422), ('abc', 422)])
def test_window_query_parameters_over_http(risk, monkeypatch, endpoint, hours, status):
from types import SimpleNamespace
from unittest.mock import AsyncMock
from fastapi import FastAPI
import httpx
from alphapulse.api import risk as api
session = SimpleNamespace(execute=AsyncMock(return_value=SimpleNamespace(all=lambda: [])),
scalar=AsyncMock(return_value=None), scalars=AsyncMock(return_value=SimpleNamespace(all=lambda: [])))
app = FastAPI()
app.include_router(api.router)
app.dependency_overrides[api.require_admin] = lambda: None
app.dependency_overrides[api.get_session] = lambda: session
monkeypatch.setattr(api, 'coverage', AsyncMock(return_value={}))
monkeypatch.setattr(api.redis, 'get', AsyncMock(return_value=None))
async def check():
async with httpx.AsyncClient(transport=httpx.ASGITransport(app), base_url='http://test') as client:
response = await client.get('/api/risk/'+endpoint, params={} if hours is None else {'hours': hours})
assert response.status_code == status, response.text
if status == 200:
assert response.json()['code'] == 0
asyncio.run(check())
def test_fresh_settings_can_be_saved_without_editing_any_fields(risk):
from types import SimpleNamespace
from unittest.mock import AsyncMock
from fastapi import FastAPI
import httpx
from alphapulse.api import risk as api
session = SimpleNamespace(get=AsyncMock(return_value=None), scalar=AsyncMock(return_value=None),
merge=AsyncMock(), commit=AsyncMock())
app = FastAPI()
app.include_router(api.router)
app.dependency_overrides[api.require_admin] = lambda: None
app.dependency_overrides[api.get_session] = lambda: session
async def check():
async with httpx.AsyncClient(transport=httpx.ASGITransport(app), base_url='http://test') as client:
response = await client.get('/api/risk/settings')
assert response.status_code == 200
value = response.json()['data']
assert value['second_model'] == value['third_model'] == ''
response = await client.put('/api/risk/settings', json=value)
assert response.status_code == 200, response.text
asyncio.run(check())
saved = session.merge.call_args.args[0]
assert saved.enabled is False and saved.third_model == ''
session.commit.assert_awaited_once()
@pytest.mark.parametrize('state,published,reason', [('done', 3, '成功结果'), ('pending', 2, '排队'), ('processing', 2, '正在处理')])
def test_old_failed_analysis_cannot_requeue_a_completed_or_running_revision(risk, state, published, reason):
from types import SimpleNamespace
from unittest.mock import AsyncMock
from fastapi import HTTPException
from alphapulse.api import risk as api
event = SimpleNamespace(revision=3, published_revision=published, state=state)
row = SimpleNamespace(state='failed', summary_id=1, revision=3)
session = SimpleNamespace(get=AsyncMock(side_effect=[row, event]), commit=AsyncMock())
with pytest.raises(HTTPException) as exc:
asyncio.run(api.retry(7, session, stage='analysis'))
assert exc.value.status_code == 409 and reason in exc.value.detail
assert event.state == state
session.commit.assert_not_awaited()
def test_completed_version_recovers_a_previously_stuck_pending_package(risk, monkeypatch):
from types import SimpleNamespace
from unittest.mock import AsyncMock
from alphapulse.news_risk import worker
event = SimpleNamespace(id=1, revision=3, published_revision=3, state='pending', error='Old failure',
dirty_since=datetime.now(UTC), title='Statement', fact='Statement', category='politics', tags=['Statement'], content_kind='statement')
session = AsyncMock()
session.__aenter__.return_value = session
session.get.return_value = SimpleNamespace(enabled=True)
session.scalar.side_effect = [event, SimpleNamespace(state='done')]
session.scalars.return_value = SimpleNamespace(all=lambda: [SimpleNamespace(id=1, input={'title': 'Statement'})])
monkeypatch.setattr(worker, 'SessionLocal', lambda: session)
monkeypatch.setattr(worker, 'configuration', AsyncMock(return_value=(SimpleNamespace(model='medium'), 'rules', {}, 'key')))
analyze = AsyncMock()
monkeypatch.setattr(worker, 'summarize_articles', analyze)
asyncio.run(worker.summarize())
assert event.state == 'done' and event.error is None and event.dirty_since is None
session.commit.assert_awaited_once()
analyze.assert_not_awaited()